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Peter Baxter Mauthe

Global Investment Solutions, LLC

Aliso Viejo, CA

Leonardtown, MD

CRD 865473

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Employer firm

Global Investment Solutions, LLC CRD 133850

$26.6M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Global Investment Solutions, Llc

Aliso Viejo, CA • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APP_PEND_IARCE 2026-01-01
  • MD RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Aliso Viejo, CA • United States

Leonardtown, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flexible Plan Investments, Ltd. Bloomfield Hills MI 05/2013 01/2023
Flexible Plan Investments, Ltd. Bloomfield Hills MI 05/2013 01/2023
Global Investment Solutions, Llc Aliso Viejo CA 01/2023 Present
Previous Registrations
  • 2013-05-22 → 2023-01-24
    Flexible Plan Investments Ltd
    Bloomfield Hills, MI
  • 2011-12-20 → 2013-02-13
    Mauldin Solutions, Llc
    Dallas, TX
  • 2005-08-17 → 2011-12-07
    Rhoads Lucca Capital Partners, L.P.
    Dallas, TX
  • 2005-03-24 → 2011-12-02
    Rhoads Lucca Capital Management, Inc.
    Frisco, TX
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-21
  • S65 Uniform Investment Adviser Law Examination
    1995-09-21

View on SEC IAPD

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