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Larry E Minarsich

LPl Financial LLC

Rio Rancho, NM

CRD 839067

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-04-13
NM RA APPROVED 2012-04-05
  • TX RA
    APPROVED_RES
    Since 2012-04-13
  • NM RA
    APPROVED
    Since 2012-04-05

Branch Locations

Rio Rancho, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Bernalillo NM 03/2012 Present
  • 03/2012 → Present
    Lpl Financial
    Bernalillo, NM
Previous Registrations
  • 2002-08-19 → 2012-03-29
    New England Securities
    El Paso, TX
    El Paso, TX
    Albuquerque, NM
Other Businesses

1. 4/13/2012: DBA ONLY - CREATIVE FINANCIAL STRATEGIES GROUP. 2. 07/15/2024 - Discovery Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2024 - 160 Hours Per Month/ During Trading 3. 11/03/2025- Creative Financial Strategies- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 12/17/2021- 10 Hours Per Month- 5 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-16
S63 Uniform Securities Agent State Law Examination 1990-11-28
  • S65 Uniform Investment Adviser Law Examination
    1998-02-16
  • S63 Uniform Securities Agent State Law Examination
    1990-11-28

View on SEC IAPD

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