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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-04-13 |
| NM | RA | APPROVED | 2012-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Bernalillo | NM | 03/2012 | Present |
1. 4/13/2012: DBA ONLY - CREATIVE FINANCIAL STRATEGIES GROUP. 2. 07/15/2024 - Discovery Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2024 - 160 Hours Per Month/ During Trading 3. 11/03/2025- Creative Financial Strategies- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 12/17/2021- 10 Hours Per Month- 5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-28 |
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