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Cecil Clark Campbell

Wells Fargo Clearing Services, LLC

San Antonio, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-07-01
  • TX RA
    APPROVED
    Since 2003-07-01

Branch Locations

10999 W Interstate 10 5Th Fl/Ste 5000, San Antonio, TX 78230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Antonio TX 11/2016 Present
Wells Fargo Advisors Llc San Antonio TX 05/2009 11/2016
Previous Registrations
  • 1983-08-23 → 2003-07-01
    Prudential Equity Group, Llc
    San Antonio, TX
Other Businesses

POWER OF ATTORNEY FOR SPOUSE, INV RELATED, SAN ANTONIO, TX, START: 6/27/2019, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-09
S63 Uniform Securities Agent State Law Examination 1981-06-30
  • S65 Uniform Investment Adviser Law Examination
    1993-02-09
  • S63 Uniform Securities Agent State Law Examination
    1981-06-30

View on SEC IAPD

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