Barry Weiss

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-09-30

TX RA
APPROVED_RES

Since 2015-09-30

Branch Locations

130 Turner St Ste 800, Waltham, MA 02453 • United States

Brookline, MA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	South Waltham	MA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	South Waltham	MA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

South Waltham, MA
11/2016 → Present

Wells Fargo Clearing Services, Llc

South Waltham, MA

Other Businesses

RENTAL PROPERTY; INV RELATED MILFORD, MA; 100% OWNERSHIP; START 4/24/2016; 2 HOURS PER MONTH, 0 DURING TRADING; LANDLORD.; LOAN, INV RELATED, NEEDHAM, MA, START: 1/27/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-06-14

S63 Uniform Securities Agent State Law Examination

1983-06-14

View on SEC IAPD