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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2009-01-02 |
| TX | RA | APPROVED_RES | 2009-01-02 |
Branch Locations
212 Locust Street Locust Court Building, 6Th Floor, Harrisburg, PA 17101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Camp Hill | PA | 11/1994 | Present |
| Ria - Professional Portfolio Management | Camp Hill | PA | 11/1994 | Present |
| Raymond James Financial Services Advisors, Inc | Camp Hill | PA | 01/2009 | Present |
| Aps Wealth Management | Camp Hill | PA | 12/2006 | 10/2019 |
| Fulton Bank | Harrisburg | PA | 10/2019 | Present |
(1)Name of Business: fulton bank Address: Locust Court 212 Locust St Fl 6, Harrisburg, PA, 17101, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 10/04/2019 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 81+ Description of duties: financial advisor (2)Name of Business: Fulton Financial Advisors Address: Locust Court 212 Locust St Fl 6, Harrisburg, PA, 17101, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/04/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: financial advisor (3)Name of Business: Hanover Caddy Foundation Address: 604 gale rd , camp hill, PA, 17011, United States Activity Type: Non profit Position/Title: Founder Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: No specigied responsibilities but intend to assist in soliciting funds for foundation & maintaining facebook page. re question below - while do not currently maintain facebook page the intent is to do so.8/18/25 Decided against faceook page & sing go daady instead
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-06-03 |
| S65 | Uniform Investment Adviser Law Examination | 1993-04-12 |
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