Roger David Groves

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 07/2023
  Valmark Securities, Inc.
  Akron, OH
• 04/2023 → 07/2023
  Valmark Advisers, Inc.
  Akron, OH
• 07/2023 → 10/2025
  Commonwealth Financial Network
  San Diego, CA
• 07/2023 → 10/2025
  Bedrock Benefits, Llc
  Jackson, WY
• 10/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Irvine, CA
• 10/2025 → Present
  Raymond James Financial Services, Inc.
  Irvine, CA

Previous Registrations

• 2023-07-05 → 2025-10-07
  Commonwealth Financial Network
  San Diego, CA
  Jackson, WY
  Irvine, CA
• 2023-04-11 → 2023-07-05
  Valmark Advisers, Inc.
  Jackson, WY
  Irvine, CA

Other Businesses

(1)Name of Business: Address: 575 e golf creek ln, Jackson, WY, 83001, United States Activity Type: Non-variable Insurance Position/Title: Broker, Owner Investment Related: Yes Start Date: 10/16/1975 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sell ind group and medical. (2)Name of Business: Address: 575 e golf creek ln, jackson, WY, 83001, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 10/16/1975 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Casualty Broker (3)Name of Business: The Manning Companies Address: 575 Golf Creek Lane, Unit 21, jackson, WY, 83001, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/06/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Service investment clients

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-04-07
• S63 Uniform Securities Agent State Law Examination
  2001-06-04