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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| NJ | RA | APPROVED | 2013-01-28 |
Branch Locations
Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States
Saddle River, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Paramus | NJ | 01/2013 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION; NAME OF OUTSIDE BUSINESS ORGANIZATION: WHEEL OF FORTUNE (GAME SHOW) INVESTMENT RELATED: N; ADDRESS OF BUSINESS: ROCKEFELLER CTR, NYC, NEW YORK 10111 COMPENSATION FOR ACTIVITY: Y; POSITION, TITLE, ASSOCIATION: OTHER, GAME SHOW CONTESTANT IF CHOSEN; START DATE OF RELATIONSHIP: 3/15/2013; NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 8; DUTIES: APPLYING TO BE A GAME SHOW CONTESTANT - DON'T KNOW IF I WILL BE CHOSEN. WILL NOT MENTION THE FIRM I WORK FOR*****
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-17 |
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