John Cardoso Desousa

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Planmember Securities Corporation

6187 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2001-07-31

CA RA
APPROVED

Since 2001-07-31

Branch Locations

5635 Stratford Circle, Suite B-27, Stockton, CA 95207 • United States

6187 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Central Life Assurance Co (Pierce Agency	Des Moines	IA	10/1985	Present
Central Life/American Mutual	Des Moines	IA	10/1994	Present
Irm Distributors, Inc.	Carpinteria	CA	04/1995	Present
De Sousa Financial	Fremont	CA	04/2005	Present

10/1985 → Present

Central Life Assurance Co (Pierce Agency

Des Moines, IA
10/1994 → Present

Central Life/American Mutual

Des Moines, IA
04/1995 → Present

Irm Distributors, Inc.

Carpinteria, CA
04/2005 → Present

De Sousa Financial

Fremont, CA

Other Businesses

(1)NORTHERN CALIFORNIA PLANNERS; 793 Barcelona Dr., Fremont CA 94536; SALES AGENT FOR LIFE INSURANCE, DISABILITY, FIXED AND IMMEDIATE ANNUITIES, LTC, MEDICAL INSURANCE, MEDICARE SUPPLEMENT; 8 HRS/MONTH DEVOTED TO BUSINESS; IR. (2)DE SOUSA FINANCIAL; 793 Barcelona Dr., Fremont CA 94536; START DATE 4/22/05; OWNER; FINANCIAL PLANNING SERVICES; FULL-TIME; $1,000,000 APPROX. ANNUAL COMPENSATION; 10;NUMBER OF HOURS/MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS:40 IR