Kris Koshak Alvey

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Rbc Capital Markets, Llc
  Florham Park, NJ

Previous Registrations

• 2008-12-12 → 2013-04-24
  Ubs Financial Services Inc.
  Florham Park, NJ
• 2003-05-02 → 2008-12-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Short Hills, NJ
  Short Hills, NJ
• 2002-06-13 → 2003-05-05
  Rbc Capital Markets, Llc
  Florham Park, NJ

Other Businesses

NAME OF ENTITY: The Koshak Family Trust ADDRESS: 17 Lake Trail West, Morristown, NJ 07960 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Family Trust - owns a house we want to rent out. CAPACITY: Other - I am trustee of the Koshak Family Trust. I will be receiving the rental payments. START DATE: 10/1/2021 DUTIES: I am trustee of the trust. For the beach house, I pay upkeep, taxes, utilities, etc. For the RBC account, I am the trustee and trade the account. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-02
• S63 Uniform Securities Agent State Law Examination
  1994-07-14

Other Names

• Kris Anne Koshak