Michael Rosslyn Blakeborough Clark

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2010-01-01

FL RA
APPROVED

Since 2010-01-01

Branch Locations

550 Biltmore Way 7Th, 9Th & 10Th Floor, Coral Gables, FL 33134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Painewebber Incorporated	Miami	FL	10/1987	Present
Ubs International Inc.	New York	NY	06/2002	Present
Ubs Financial Services Inc.	Coral Gables	FL	01/2010	Present

10/1987 → Present

Painewebber Incorporated

Miami, FL
06/2002 → Present

Ubs International Inc.

New York, NY
01/2010 → Present

Ubs Financial Services Inc.

Coral Gables, FL

Previous Registrations

2002-06-03 → 2010-01-01

Ubs International Inc.

Coral Gables, FL

Coral Gables, FL
1987-11-24 → 2002-06-01

Ubs Financial Services Inc.

Coral Gables, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-06-02
S63	Uniform Securities Agent State Law Examination	1981-05-05

S65 Uniform Investment Adviser Law Examination

2009-06-02
S63 Uniform Securities Agent State Law Examination

1981-05-05

Other Names

Michael R B Clark
Michael R Clark

View on SEC IAPD