David Lee Kaiser

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2012-09-11 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2011-12-09 → 2012-09-18
  Intl Advisory Consultants Inc.
  Birmingham, AL
• 2010-11-02 → 2011-12-12
  Anderson & Strudwick, Incorporated
  Richmond, VA
  Richmond, VA
• 2009-03-13 → 2010-11-12
  Rbc Capital Markets, Llc
  Richmond, VA
  Richmond, VA
• 2006-02-17 → 2009-03-13
  Ferris, Baker Watts, Llc
  Richmond, VA
  Baltimore, MD
  Huntington, WV
  Richmond, VA
• 1992-04-06 → 2006-03-07
  Scott & Stringfellow, Llc
  Richmond, VA

Other Businesses

1. ORDAINED MINISTER. WILL PERFORM WEDDINGS, FUNERALS AND SOME SUNDAY SERVICES. ONGOING. HRS WILL VARY. 2. CRUMP - INSURANCE SALES. 3. AMERICAN PORTFOLIOS ADVISORS - IAR; FEE BASED BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-01-24
• S63 Uniform Securities Agent State Law Examination
  1981-01-21