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Harry Lloyd Davis

Wells Fargo Clearing Services, LLC

Leesburg, VA

Winchester, VA

CRD 719461

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 1999-10-01
  • VA RA
    APPROVED
    Since 1999-10-01

Branch Locations

Leesburg, VA • United States

117 N Braddock St Ste 100, Winchester, VA 22601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Leesburg VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Leesburg VA 11/2016 Present
Other Businesses

RENTAL PROPERTY, INV RELATED, SMYRNA, GA, 100% OWNERSHIP, START 10/27/2020, ZERO HOURS PER MONTH, ZERO DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-12-04
  • S63 Uniform Securities Agent State Law Examination
    1980-12-04
Other Names
  • Hap Davis

View on SEC IAPD

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