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Larry Wayne Ohlen

Equitable Advisors, LLC

Dallas, TX

CRD 715270

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1984-11-09
  • TX RA
    APPROVED
    Since 1984-11-09

Branch Locations

5910 N. Central Expressway Suite 1575, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. REAP CAPITAL LLC, 3839 MCKINNEY AVE, SUITE 155-2086, DALLAS, TX 75204. INVESTMENT PARTNERSHIP INTEREST, INVESTOR ONLY. HOURS: NONE. START DATE: 1/31/2022. 2. VARIOUS OUTSIDE INSURANCE APPOINTMENTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-26
S63 Uniform Securities Agent State Law Examination 1984-08-14
  • S65 Uniform Investment Adviser Law Examination
    1996-09-26
  • S63 Uniform Securities Agent State Law Examination
    1984-08-14
Other Names
  • Larry W Ohlen

View on SEC IAPD

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