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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-03-25 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Co. | Salisbury | NC | 04/2006 | 07/2016 |
| Metlife Securities Inc | Salisbury | ND | 04/2006 | 03/2017 |
| Mml Investors Services, Llc | Salisbury | NC | 03/2017 | Present |
| Massmutual Life Insurance Co | Salisbury | NC | 07/2016 | Present |
NAME: ROBERT WILLIAMS INV REL: Y ADD: RESIDENTIAL NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 03/09/2026 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 DUTIES: LIFE, DISABILITY, EQUITY FIXED LIFE, AND LONG-TERM CARE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-08 |
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