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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-04
PA RA APPROVED 2014-04-01
  • TX RA
    APPROVED
    Since 2024-11-04
  • PA RA
    APPROVED
    Since 2014-04-01

Branch Locations

1735 Market Street Suite 1400, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Philadelphia PA 05/2009 Present
Other Businesses

Name of Business : Center City One Condominium Association Address: Philadelphia, PA Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related: No Start Date: 12/20/2018 Hours per month devoted to this business: 15 Hours per month devoted to this business during trading hours: 0 Description of duties: member at large (not officer) of condo board

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-03
S63 Uniform Securities Agent State Law Examination 1980-05-07
  • S65 Uniform Investment Adviser Law Examination
    1999-11-03
  • S63 Uniform Securities Agent State Law Examination
    1980-05-07
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Philadelphia, PA

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