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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-04 |
| PA | RA | APPROVED | 2014-04-01 |
Branch Locations
1735 Market Street Suite 1400, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Philadelphia | PA | 05/2009 | Present |
Name of Business : Center City One Condominium Association Address: Philadelphia, PA Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related: No Start Date: 12/20/2018 Hours per month devoted to this business: 15 Hours per month devoted to this business during trading hours: 0 Description of duties: member at large (not officer) of condo board
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1980-05-07 |
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