John Frederick Rasweiler

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2013-08-19
TX	RA	APPROVED	2013-08-16

NJ RA
APPROVED

Since 2013-08-19
TX RA
APPROVED

Since 2013-08-16

Branch Locations

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

Watchung, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Florham Park	NJ	08/2013	Present

08/2013 → Present

Ubs Financial Services Inc.

Florham Park, NJ

Previous Registrations

2009-06-01 → 2013-08-29

Morgan Stanley

Morristown, NJ
2002-09-10 → 2009-06-01

Citigroup Global Markets Inc.

Morristown, NJ

Morristown, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-06-29
S63	Uniform Securities Agent State Law Examination	1987-04-27

S66 Uniform Combined State Law Examination

2002-06-29
S63 Uniform Securities Agent State Law Examination

1987-04-27

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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