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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-03-13 |
| FL | RA | APPROVED | 1984-10-02 |
Branch Locations
1421 Pine Ridge Road Suite 300, Naples, FL 34109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Naples | FL | 10/1984 | Present |
| Finra | Boca Raton | FL | 07/2010 | Present |
(1)Name of Business: FINRA Address: 1421 Pine Ridge Road, Naples, FL, 34109, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: Yes Start Date: 07/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FINRA Arbitrator
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1981-07-17 |
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