John Eldridge Owings

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2024-01-17
MA	RA	APPROVED	2001-01-10

NH RA
APPROVED

Since 2024-01-17
MA RA
APPROVED

Since 2001-01-10

Branch Locations

Nashua, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Owings Financial Services	Harvard	MA	02/1971	Present
Commonwealth Equity Services, Inc.	Harvard	MA	01/1997	Present

02/1971 → Present

Owings Financial Services

Harvard, MA
01/1997 → Present

Commonwealth Equity Services, Inc.

Harvard, MA

Previous Registrations

1997-09-29 → 2005-03-30

Owings Financial Services

Harvard, MA

Other Businesses

1. Independent insurance advisor, offering fixed insurance advisory and consulting services, less than 2% of time during business hours; conducted at branch; investment related. 2. Selling fixed insurance, 25% of time during business hours; conducted at branch; investment related.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-04-16

S63 Uniform Securities Agent State Law Examination

1985-04-16

Designations

Chartered Financial Consultant

Other Names

John E Owings

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