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Felix Michael Mccarthy

Moors & Cabot, Inc.

Huntington Bay, NY

Phoenix, AZ

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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-07-10
  • TX RA
    APPROVED
    Since 2015-07-10

Branch Locations

Huntington Bay, NY • United States

645 East Missouri Avenue Suite 170, Phoenix, AZ 85012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carthage Group Inc. Huntington NY 12/1985 Present
  • 12/1985 → Present
    Carthage Group Inc.
    Huntington, NY
Previous Registrations
  • 2010-04-07 → 2015-12-31
    Carthage Group Inc.
    Huntington, NY
    Huntington, NY
    Huntington, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-16
S63 Uniform Securities Agent State Law Examination 1980-03-31
  • S65 Uniform Investment Adviser Law Examination
    1999-12-16
  • S63 Uniform Securities Agent State Law Examination
    1980-03-31

View on SEC IAPD

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