Robert James Gillette

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2017-10-06
WA	RA	APPROVED	2017-03-24
CA	RA	APPROVED	2015-10-01
ID	RA	APPROVED	2015-10-01

NV RA
APPROVED

Since 2017-10-06
WA RA
APPROVED

Since 2017-03-24
CA RA
APPROVED

Since 2015-10-01
ID RA
APPROVED

Since 2015-10-01

Branch Locations

5182 Katella Avenue Suite #101, Los Alamitos, CA 90720 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Centaurus Financial Inc.	Anaheim	CA	09/2015	Present

09/2015 → Present

Centaurus Financial Inc.

Anaheim, CA

Previous Registrations

2009-05-22 → 2015-09-30

J P Turner & Company Capital Management, Llc

Los Alamitos, CA
2008-01-01 → 2009-05-26

Wells Fargo Clearing Services, Llc

Long Beach, CA
2004-07-21 → 2008-01-01

A. G. Edwards & Sons, Inc.

Long Beach, CA

Long Beach, CA

St. Louis, MO
2002-03-15 → 2004-08-06

Ubs Financial Services Inc.

Orange, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-12-04
S63	Uniform Securities Agent State Law Examination	1983-01-04

S65 Uniform Investment Adviser Law Examination

2001-12-04
S63 Uniform Securities Agent State Law Examination

1983-01-04

Designations

Certified Financial Planner

View on SEC IAPD