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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-06-15 |
Branch Locations
3001 Pga Boulevard Suite 200, Palm Beach Gardens, FL 33410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | W.PAlm Beach | FL | 05/1995 | 06/2020 |
| Janney Montgomery Scott Llc | Palm Beach | FL | 06/2020 | Present |
1) Owner of two rental properties, beginning 8 years ago, spend one hour a month (none during trading hours). 2) EKB Stables; not investment related; 4352 North San Andros, West Palm Beach, FL 33411; start date: 10/26/2021; 6 hrs per month/0 during trading hours; Co-own a racehorse
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-07-15 |
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