Best Investors Account Sign in
Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-09-18
  • CA RA
    APPROVED
    Since 2019-09-18

Branch Locations

2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States

San Rafael, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Petaluma CA 01/2014 01/2024
Park Avenue Securities Llc Petaluma CA 01/2014 01/2024
Guardian Life Insurance Company San Rafael CA 01/2024 Present
Park Avenue Securities San Rafael CA 01/2024 Present
Guardian Life Insurance Company Petaluma CA 01/2024 06/2024
Park Avenue Securities Petaluma CA 01/2024 06/2024
Guardian Life Insurance Company Irvine CA 06/2024 04/2025
Park Avenue Securities Irvine CA 06/2024 04/2025
  • 01/2014 → 01/2024
    Guardian Life Insurance Co Of America
    Petaluma, CA
  • 01/2014 → 01/2024
    Petaluma, CA
  • 01/2024 → Present
    Guardian Life Insurance Company
    San Rafael, CA
  • 01/2024 → Present
    Park Avenue Securities
    San Rafael, CA
  • 01/2024 → 06/2024
    Guardian Life Insurance Company
    Petaluma, CA
  • 01/2024 → 06/2024
    Park Avenue Securities
    Petaluma, CA
  • 06/2024 → 04/2025
    Guardian Life Insurance Company
    Irvine, CA
  • 06/2024 → 04/2025
    Park Avenue Securities
    Irvine, CA
Other Businesses

1. FIRE LICENSED TO SELL MALPRACTICE INSURANCE-Licensed to sell Property & Casualty, offer surplus malpractice plans to clients uninsurable in normal markets, Start Date: 03/01/2009, Address: 1446 Baywood Drive, Petaluma, CA 94954, 170 Humboldt Street, San Rafael, CA 9490, 80 total business hours per month / 40 during securities trading hours, Investment related, Less than 10% annual compensation, 2. INSURANCE SERVICES-Insurance brokerage of life/DI, Start Date: 01/01/2000, Address: 1446 Baywood Drive, Petaluma, CA 94954, 170 Humboldt Street, San Rafael, CA 94901, 20 total hours per month / 10 during securities trading hours, Investment related, Less than 10% annual compensation, 3. Call of the Wild-Pet Sitting business. Assist with marketing, his insurance coverage, and business planning, Start: 09/01/2013, Address Date: 170 Humboldt Street, San Rafael, CA 94901, 20 total business hours per month / 10 during securities trading hours, Not investment related, Less than 10% annual compensation, 4. ASL Insurance Group, Inc-It's my S-Corp, Start Date: 10/12/2015, Address: 1446 Baywood Drive, Petaluma CA 94954., 35 total business hours per month, Investment related, Less than 10% annual compensation, 5. POA for my husband, Start Date: 09/15/2020, Address: 170 Humboldt St, San Rafael CA 94901, 0 total hours per month, Investment related, No annual compensation, 6. Tertiary Trustee for my Father's Trust, Start Date: 02/28/2022, Address: 170 Humboldt Street, San Rafael, CA 94901, 1 total hours per month / 1 during securities trading hours, Not Investment related, Less than 10% annual compensation, 7. Scout Troop Leader, Co-Leader of Two Scout Troops, Start Date: 10/01/2023, Address: Marin County CA, 6 total business hours per month / 4 during securities trading hours, Not investment related, No annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-06-19
  • S63 Uniform Securities Agent State Law Examination
    1999-06-19
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Irvine, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor