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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-09-18 |
Branch Locations
2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Petaluma | CA | 01/2014 | 01/2024 |
| Park Avenue Securities Llc | Petaluma | CA | 01/2014 | 01/2024 |
| Guardian Life Insurance Company | San Rafael | CA | 01/2024 | Present |
| Park Avenue Securities | San Rafael | CA | 01/2024 | Present |
| Guardian Life Insurance Company | Petaluma | CA | 01/2024 | 06/2024 |
| Park Avenue Securities | Petaluma | CA | 01/2024 | 06/2024 |
| Guardian Life Insurance Company | Irvine | CA | 06/2024 | 04/2025 |
| Park Avenue Securities | Irvine | CA | 06/2024 | 04/2025 |
1. FIRE LICENSED TO SELL MALPRACTICE INSURANCE-Licensed to sell Property & Casualty, offer surplus malpractice plans to clients uninsurable in normal markets, Start Date: 03/01/2009, Address: 1446 Baywood Drive, Petaluma, CA 94954, 170 Humboldt Street, San Rafael, CA 9490, 80 total business hours per month / 40 during securities trading hours, Investment related, Less than 10% annual compensation, 2. INSURANCE SERVICES-Insurance brokerage of life/DI, Start Date: 01/01/2000, Address: 1446 Baywood Drive, Petaluma, CA 94954, 170 Humboldt Street, San Rafael, CA 94901, 20 total hours per month / 10 during securities trading hours, Investment related, Less than 10% annual compensation, 3. Call of the Wild-Pet Sitting business. Assist with marketing, his insurance coverage, and business planning, Start: 09/01/2013, Address Date: 170 Humboldt Street, San Rafael, CA 94901, 20 total business hours per month / 10 during securities trading hours, Not investment related, Less than 10% annual compensation, 4. ASL Insurance Group, Inc-It's my S-Corp, Start Date: 10/12/2015, Address: 1446 Baywood Drive, Petaluma CA 94954., 35 total business hours per month, Investment related, Less than 10% annual compensation, 5. POA for my husband, Start Date: 09/15/2020, Address: 170 Humboldt St, San Rafael CA 94901, 0 total hours per month, Investment related, No annual compensation, 6. Tertiary Trustee for my Father's Trust, Start Date: 02/28/2022, Address: 170 Humboldt Street, San Rafael, CA 94901, 1 total hours per month / 1 during securities trading hours, Not Investment related, Less than 10% annual compensation, 7. Scout Troop Leader, Co-Leader of Two Scout Troops, Start Date: 10/01/2023, Address: Marin County CA, 6 total business hours per month / 4 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-06-19 |
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