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401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-07-23 |
Branch Locations
401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fi3 Financial Advisors, Llc | Indianapolis | IN | 07/2022 | 06/2026 |
| University Of Indianapolis | Indianapolis | IN | 08/2018 | 06/2022 |
| Cracker Barrel | Whitestown | IN | 06/2017 | 09/2018 |
| Western Boone Jr/Sr High School | Thorntown | IN | 08/2014 | 06/2018 |
| Sapient Capital, Llc | Indianapolis | IN | 07/2026 | Present |
| Darlington Snacks | Fishers | IN | 06/2021 | 07/2021 |
| Aqua-Tots Swim Schools | Indianapolis | IN | 06/2021 | 08/2021 |
1) Western Boone Junior-Senior High School; Not investment-related; Thorntown, IN. 46071; Educational Organization; High School Tennis Coach; 3/1/2019; 11 hours per month; 5 during trading hours; Run practices and coaching during matches
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-19 |
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