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Jose A Oseguera

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-14
  • TX RA
    APPROVED
    Since 2026-07-14

Branch Locations

1633 N Cockrell Hill Rd, Dallas, TX 75211 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southern Methodist University Dallas TX 08/2021 05/2025
Phoneiq San Antonio TX 05/2024 01/2026
Unemployed San Antonio TX 11/2015 07/2021
Unemployed Dallas TX 05/2025 01/2026
Equitable Advisors, Llc. New York NY 01/2026 04/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 06/2026 Present
Mdm Wound Ventures Dallas TX 05/2023 08/2023
Bank Of America, N.A. Dallas TX 08/2026 Present
  • 08/2021 → 05/2025
    Southern Methodist University
    Dallas, TX
  • 05/2024 → 01/2026
    Phoneiq
    San Antonio, TX
  • 11/2015 → 07/2021
    Unemployed
    San Antonio, TX
  • 05/2025 → 01/2026
    Unemployed
    Dallas, TX
  • 01/2026 → 04/2026
    Equitable Advisors, Llc.
    New York, NY
  • 06/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dallas, TX
  • 05/2023 → 08/2023
    Mdm Wound Ventures
    Dallas, TX
  • 08/2026 → Present
    Bank Of America, N.A.
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-04
  • S66 Uniform Combined State Law Examination
    2025-11-04
Other Names
  • Jose Arnulfo Oseguera
  • Jose Oseguera

View on SEC IAPD

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OPENAIR FINANCIAL, LLC · Dallas, TX
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
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