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Daniel C Raggio

Burford Brothers, Inc.

Dallas, TX

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Current Employers
Burford Brothers, Inc.

7001 Preston Road Suite 405, Dallas, TX 75205 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-03-16
TX RA APPROVED 2026-03-16
  • LA RA
    APPROVED
    Since 2026-03-16
  • TX RA
    APPROVED
    Since 2026-03-16

Branch Locations

7001 Preston Road Suite 405, Dallas, TX 75205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Chase Bank Na Dallas TX 08/2016 03/2026
J.P. Morgan Securities Llc Dallas TX 08/2016 03/2026
Burford Brothers, Inc. Dallas TX 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-03
S63 Uniform Securities Agent State Law Examination 2016-12-16
  • S65 Uniform Investment Adviser Law Examination
    2024-04-03
  • S63 Uniform Securities Agent State Law Examination
    2016-12-16
Other Names
  • Daniel Raggio

View on SEC IAPD

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