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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-11 |
Branch Locations
1233 West Loop South Suite 1100, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Houston | TX | 11/2025 | Present |
| Unemployed | Katy | TX | 08/2023 | 10/2025 |
| Unemployed | Arvada | CO | 08/2016 | 07/2023 |
| Unemployed | Jakarta | 10/2015 | 07/2016 |
1. 10/15/2025 - Yovita Wihardi N/A Non Variable Insurance - Non-Variable Insurance/Insurance Agency - Katy, TX - INV REL - Start Date: 10/13/2025 - 160 Hrs/Mth - 160 Hrs During Trading 2. 10/15/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Katy, TX - INV REL - Start Date: 10/13/2025 - 160 Hrs/Mth - 160 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-12-09 |
| S65 | Uniform Investment Adviser Law Examination | 2024-10-31 |
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