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Brandon Nicolo

LPl Enterprise, LLC

Warrington, PA

CRD 8177330

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-12-16
  • PA RA
    APPROVED
    Since 2025-12-16

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Warrington PA 10/2025 Present
Urban Air Collegeville PA 09/2020 11/2020
Spring-Ford Middle School Royersford PA 10/2015 09/2020
Giovanni's And Sons Pizzeria Royersford PA 12/2020 03/2021
Doordash Phoenixville PA 04/2021 08/2021
Pennsylvania State University State College PA 08/2021 07/2023
Mclanahan's Downtown Market State College PA 08/2023 03/2025
Pennsylvania State University State College PA 03/2025 05/2025
Heidel Warren Sons Plumbing Collegeville PA 05/2025 09/2025
  • 10/2025 → Present
    Warrington, PA
  • 09/2020 → 11/2020
    Urban Air
    Collegeville, PA
  • 10/2015 → 09/2020
    Spring-Ford Middle School
    Royersford, PA
  • 12/2020 → 03/2021
    Giovanni's And Sons Pizzeria
    Royersford, PA
  • 04/2021 → 08/2021
    Doordash
    Phoenixville, PA
  • 08/2021 → 07/2023
    Pennsylvania State University
    State College, PA
  • 08/2023 → 03/2025
    Mclanahan's Downtown Market
    State College, PA
  • 03/2025 → 05/2025
    Pennsylvania State University
    State College, PA
  • 05/2025 → 09/2025
    Heidel Warren Sons Plumbing
    Collegeville, PA
Other Businesses

1. 10/15/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Phoenixville, PA - Start Date 10/15/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 10/15/2025 - BRANDON NICOLO N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Phoenixville, PA - Start Date 10/15/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-16
  • S66 Uniform Combined State Law Examination
    2025-12-16

View on SEC IAPD

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