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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-12-01 |
| TX | RA | APPROVED | 2025-12-01 |
Branch Locations
2200 S Utica Place Suite 400, Tulsa, OK 74114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Tulsa | OK | 10/2025 | Present |
| Massmutual Life Insurance Company | Tulsa | OK | 12/2024 | Present |
| Carrington Property Services | Anaheim | CA | 05/2013 | 12/2017 |
| Mortgage Contracting Services | Lewisville | TX | 12/2017 | 03/2019 |
| Auction.cOm | Plano | TX | 03/2019 | 04/2022 |
| Bosscat Home Services | Charleston | SC | 04/2022 | 08/2023 |
| Unemployment | Tulsa | OK | 09/2023 | 10/2023 |
| Globe Life Liberty National | Tulsa | OK | 11/2023 | 01/2025 |
| Wyatt Technical Services | Tulsa | OK | 10/2024 | 12/2024 |
| Bluecrest Financial Alliances | Tulsa | OK | 01/2025 | Present |
(1) Name: Bluecrest Financial Alliances Inv rel: Y Add: 14241 Dallas Parkway, Suite 1200, Dallas, TX 75254; Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 01/06/2025 No. Hr/MO: 170. No. HR/MO During Sec Trading: 170. Describe Duties: Life, Disability, Long-term care, Fixed Annuities, Worksite Supplemental Policies. (2) Name: QSR Productions LLC Inv rel: N Add: 3020 S Harvard Ave, Tulsa, OK 74114 Nature: Professional Stagehands and Event Staffing Position: Stage Hand Start Date: 10/03/2025 No. Hr/MO: 30. No. HR/MO During Sec Trading: 16. Describe Duties: Special Event Set-up and Tear Down. (3) Name: S&P Inv rel: Y Add: 5430 Lyndon B Johnson Fwy, Dallas TX 75240 Nature: Technology Solutions Position: Sr. Delivery Sr. Specialist, Investment Operations Start Date: 12/01/2025 No. Hr/MO: 160. No. HR/MO During Sec Trading: 120. Describe Duties: Support clients and the business by orchestrating workflow and ensuring prompt resolution between internal and external teams. Supports WSO clients' with data processing, reconciliation, and data validation. Review and action system generated reporting resolving data discrepancies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-02 |
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