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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-03-29 |
Branch Locations
475 Mclaws Circle Suite 3A, Williamsburg, VA 23185 • United States
233 Wythe Creek Rd, Ste 100, Poquoson, VA 23662 • United States
7198 Chapman Drive, Hayes, VA 23072 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Ins Co | Horsham | PA | 06/2016 | Present |
| Hornor Townsend & Kent Inc | Horsham | PA | 08/2016 | Present |
1)INSURANCE BROKERAGE | INVESTMENT RELATED - YES | DBA NAME: VECTOR27 FINANCIAL GROUP | POSITION HELD: AGENT | ADDRESS: 233 WYTHE CREEK RD, POQUOSON, VA, 23662 | START DT: 6/6/2016 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: OVER 140 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2)ADMIN ASSISTANT, CRUZ ASSOCIATES INC.; POSITION: EMPLOYEE NATURE: TECHNICAL SERVICES INVESTMENT RELATED: NO NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2023 ADDRESS: 6515 GEORGE WASHINGTON MEMORIAL HIGHWAY, YORKTOWN VA 23692, UNITED STATES DESCRIPTION: VARIOUS TASKS TO ASSIST MANAGEMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-03 |
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