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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-24
  • NY RA
    APPROVED
    Since 2026-07-24

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliant Insurance Services Uniondale NY 06/2024 08/2024
James Madison University Harrisonburg VA 08/2021 05/2025
Lynbrook Union Free School District Lynbrook NY 06/2021 08/2021
Sanford H Calhoun High School Merrick NY 09/2017 06/2021
Lynbrook Union Free School District Lynbrook NY 06/2023 08/2023
Allegria Hotel Long Beach NY 06/2022 08/2022
Merrick Avenue Middle School Merrick NY 08/2015 06/2017
Unemployed Merrick NY 07/2017 08/2017
Unemployed Merrick NY 05/2025 08/2025
Lpl Enterprise Merrick NY 08/2025 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2026 Present
Prudential Westbury NY 11/2025 06/2026
  • 06/2024 → 08/2024
    Alliant Insurance Services
    Uniondale, NY
  • 08/2021 → 05/2025
    James Madison University
    Harrisonburg, VA
  • 06/2021 → 08/2021
    Lynbrook Union Free School District
    Lynbrook, NY
  • 09/2017 → 06/2021
    Sanford H Calhoun High School
    Merrick, NY
  • 06/2023 → 08/2023
    Lynbrook Union Free School District
    Lynbrook, NY
  • 06/2022 → 08/2022
    Allegria Hotel
    Long Beach, NY
  • 08/2015 → 06/2017
    Merrick Avenue Middle School
    Merrick, NY
  • 07/2017 → 08/2017
    Unemployed
    Merrick, NY
  • 05/2025 → 08/2025
    Unemployed
    Merrick, NY
  • 08/2025 → Present
    Lpl Enterprise
    Merrick, NY
  • 07/2026 → Present
    New York, NY
  • 11/2025 → 06/2026
    Prudential
    Westbury, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-08
  • S66 Uniform Combined State Law Examination
    2025-10-08
Other Names
  • Thomas James Gillespie
  • Tj Gillespie

View on SEC IAPD

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