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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-11-26 |
Branch Locations
203 W Main St, Albertville, AL 35950 • United States
2501 20Th Pl S, Ste 325 [A1-Rbo], Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Albertville | AL | 11/2023 | Present |
| Wells Fargo Clearing Services, Llc | Albertville | AL | 08/2025 | Present |
| Family Savings Credit Union | Gadsden | AL | 11/2022 | 10/2023 |
| Jacksonville State University | Jacksonville | AL | 09/2021 | 05/2023 |
| The Bowers Law Firm Llc | Dallas | GA | 10/2020 | 07/2021 |
| Precision Heating And Air | Dallas | GA | 05/2017 | 07/2020 |
| Hiram High School | Hiram | GA | 08/2015 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2025-11-03 |
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