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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-03
  • CA RA
    APPROVED
    Since 2025-10-03

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

200 Camino Aguajito Suite 201, Monterey, CA 93940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc Fort Worth TX 08/2025 10/2025
Us Navy San Diego CA 07/2019 06/2025
Full-Time Education San Jose CA 08/2015 06/2019
Unemployed San Jose CA 06/2019 07/2019
Unemployed San Jose CA 06/2025 08/2025
First Command Brokerage Services, Inc. Fort Worth TX 10/2025 Present
First Command Advisory Services, Inc. Fort Worth TX 10/2025 Present
First Command Insurance Services, Inc. Fort Worth TX 10/2025 Present
  • 08/2025 → 10/2025
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 07/2019 → 06/2025
    Us Navy
    San Diego, CA
  • 08/2015 → 06/2019
    Full-Time Education
    San Jose, CA
  • 06/2019 → 07/2019
    Unemployed
    San Jose, CA
  • 06/2025 → 08/2025
    Unemployed
    San Jose, CA
  • 10/2025 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 10/2025 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 10/2025 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

(1) Name of the other business: Self Employed (CA Tax Preparer) Whether the business is investment-related: Yes Address of the other business: San Jose, CA Nature of the other business: Other OBA Your position, title, or relationship with the other business: CA Tax Preparer The start date of your relationship: Jun 01, 2024 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Files taxes for clients (2) Name of the other business: Self Employed (Notary) Whether the business is investment-related: No Address of the other business: San Jose, CA Nature of the other business: Other OBA Your position, title, or relationship with the other business: Notary The start date of your relationship: Apr 01, 2024 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: CA Notary that performs duties whenever requested and time is sufficient (3) Name of the other business: Santa Clara County Library System Whether the business is investment-related: No Address of the other business: 160 North Main Street Milpitas, CA 95035 Nature of the other business: Community Activity Your position, title, or relationship with the other business: Bilingual Tutor The start date of your relationship: Nov 05, 2025 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Community service position for the Santa Clara County Library System in Milpitas, CA that tutors adults and children in Vietnamese to improve their English skills.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-26
S63 Uniform Securities Agent State Law Examination 2025-09-11
  • S65 Uniform Investment Adviser Law Examination
    2025-09-26
  • S63 Uniform Securities Agent State Law Examination
    2025-09-11

View on SEC IAPD

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