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Adelle Dauhajre Caro

J.P. Morgan Securities LLC

Greenwich, CT

CRD 8138732

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-29
TX RA APPROVED 2025-10-29
  • CT RA
    APPROVED
    Since 2025-10-29
  • TX RA
    APPROVED
    Since 2025-10-29

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Greenwich CT 07/2025 Present
Jpmorgan Chase Bank, N.A. Greenwich CT 07/2025 Present
Unemployed Bridgehampton NY 08/2024 06/2025
Cornell University Ithaca NY 08/2021 05/2025
Christie's New York NY 06/2024 08/2024
Maven Art House New York NY 09/2022 08/2024
Robert M. Rubin Bridgehampton NY 07/2023 08/2023
Venture Capital Tel Aviv 06/2023 07/2023
Maven Art House New York NY 10/2021 09/2022
Unemployed New York NY 07/2015 07/2021
  • 07/2025 → Present
    J.P. Morgan Securities Llc
    Greenwich, CT
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Greenwich, CT
  • 08/2024 → 06/2025
    Unemployed
    Bridgehampton, NY
  • 08/2021 → 05/2025
    Cornell University
    Ithaca, NY
  • 06/2024 → 08/2024
    Christie's
    New York, NY
  • 09/2022 → 08/2024
    Maven Art House
    New York, NY
  • 07/2023 → 08/2023
    Robert M. Rubin
    Bridgehampton, NY
  • 06/2023 → 07/2023
    Venture Capital
    Tel Aviv
  • 10/2021 → 09/2022
    Maven Art House
    New York, NY
  • 07/2015 → 07/2021
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-18
  • S66 Uniform Combined State Law Examination
    2025-10-18

View on SEC IAPD

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