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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-07-16 |
| CA | RA | APPROVED | 2020-07-01 |
Branch Locations
1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2016 | 09/2018 |
| Jpmorgan Chase Bank Na | Scottsdale | AZ | 09/2018 | 07/2019 |
| Jpmorgan Securities Llc | Scottsdale | AZ | 09/2018 | 07/2019 |
| Morgan Stanley | Los Angeles | CA | 02/2020 | Present |
| Not Applicable | Glendale | CA | 08/2019 | 01/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-22 |
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