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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-03-11
  • PA RA
    APPROVED
    Since 2026-03-11

Branch Locations

Kennett Square, PA • United States

699 Unionville Road, Kennett Square, PA 19348 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bidermann Golf Course Wilmington DE 06/2019 08/2022
Ymca West Chester PA 06/2023 08/2023
James Madison University Harrisonburg VA 08/2021 05/2025
Willow House Advisors Kennett Square PA 06/2024 08/2024
Massmutual Life Insurance Co Kennett Square PA 06/2024 09/2025
Massmutual Life Insurance Co Kennett Square PA 09/2025 Present
Mml Investors Services, Llc Kennett Square PA 07/2025 Present
Unemployment Kennett Square PA 09/2015 08/2017
Unionville High School Unionville PA 08/2017 06/2021
  • 06/2019 → 08/2022
    Bidermann Golf Course
    Wilmington, DE
  • 06/2023 → 08/2023
    Ymca
    West Chester, PA
  • 08/2021 → 05/2025
    James Madison University
    Harrisonburg, VA
  • 06/2024 → 08/2024
    Willow House Advisors
    Kennett Square, PA
  • 06/2024 → 09/2025
    Massmutual Life Insurance Co
    Kennett Square, PA
  • 09/2025 → Present
    Massmutual Life Insurance Co
    Kennett Square, PA
  • 07/2025 → Present
    Kennett Square, PA
  • 09/2015 → 08/2017
    Unemployment
    Kennett Square, PA
  • 08/2017 → 06/2021
    Unionville High School
    Unionville, PA
Other Businesses

1)Name: Arcain, Inv Rel: Y Addr: 704 Pheasant Run Kennett Square PA 19348-1536 Nature:Provide innovative business solutions through AI automation, Position: Co-owner Start: 8/15/2025, No Hr/Mo: 20 No Hr/Mo Dur Trading:5 Duties: send emails, update linkedin, generate leads, conduct consulting meetings, offer innovative business solutions through AI automation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-09
  • S66 Uniform Combined State Law Examination
    2026-02-09
Other Names
  • Ethan Lord

View on SEC IAPD

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