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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-01-20
TX RA APPROVED 2025-12-12
VA RA APPROVED 2025-11-04
  • DC RA
    APPROVED
    Since 2026-01-20
  • TX RA
    APPROVED
    Since 2025-12-12
  • VA RA
    APPROVED
    Since 2025-11-04

Branch Locations

11 North Central Avenue, Staunton, VA 24401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Staunton VA 08/2025 Present
United States Agency For International Development Washington DC 09/2013 09/2025
Thrivent Financial Appleton WI 09/2025 12/2025
Thrivent Financial Appleton WI 12/2025 Present
  • 08/2025 → Present
    Staunton, VA
  • 09/2013 → 09/2025
    United States Agency For International Development
    Washington, DC
  • 09/2025 → 12/2025
    Thrivent Financial
    Appleton, WI
  • 12/2025 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

LEVEL UP! 50 GAME-CHANGING LIFE SKILLS FOR YOUNG ADULTS+ POSITION: Author NATURE: Author of a previously published personal-development book for young adults. Activity consists of general promotion and passive royalties and does not involve providing financial advice or services. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/11/2024 ADDRESS: 30 North Gould Street, STE R, Sheridan WY 82801, United States DESCRIPTION: Responsibilities include maintaining the previously published book and engaging in occasional promotional activities. The role is limited to literary and marketing tasks and does not involve providing financial advice or services. PONDER ROCKET, LLC POSITION: Managing Member NATURE: Ponder Rocket, LLC is a Wyoming-registered entity that manages creative and publishing projects. Current assets include the book Level Up! 50 Game-Changing Life Skills for Young Adults, the Numzi memory-training app, and an English-learning app for Russian speakers. Activities involve the management of related publishing and digital product income and are unrelated to financial services. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2024 ADDRESS: 30 North Gould Street, STE R, Sheridan WY 82801, United States DESCRIPTION: Oversee the management and distribution of publishing and digital education products owned by the LLC. Duties include coordinating updates and handling related business income. Activities are unrelated to financial services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-31
  • S66 Uniform Combined State Law Examination
    2025-10-31
Other Names
  • Steve M Scott

View on SEC IAPD

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