Yates Floyd

Current Employers

Floyd Capital Management

6004 Summerfield Dr, Ste A, Texarkana, TX 75503 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-14

TX RA
APPROVED

Since 2025-07-14

Branch Locations

6004 Summerfield Dr, Ste A, Texarkana, TX 75503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Floyd Capital Management	Texarkana	TX	12/2021	Present
University Of Texas At Austin	Austin	TX	01/2015	12/2021

12/2021 → Present

Floyd Capital Management

Texarkana, TX
01/2015 → 12/2021

University Of Texas At Austin

Austin, TX

Other Businesses

PARTNER IN YATES GROUP, A FAMILY OWNED REAL ESTATE HOLDING COMPANY. NOT INVESTMENT RELATED. PARTNER SINCE 2018. ADDRESS IS 2015 GALLERIA OAKS DRIVE, TEXARKANA, TX 75503. 10 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS. DUTIES INCLUDE TECH SUPPORT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-07-14

S65 Uniform Investment Adviser Law Examination

2025-07-14

View on SEC IAPD

Current Employers

Floyd Capital Management

Disclosures

Employment History

Other Businesses

Exams

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