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Caleb Robert Hartley

Linden Thomas Advisory Services, LLC

Charlotte, NC

CRD 8119462

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Employer firm

Linden Thomas Advisory Services, LLC CRD 288557

$1.77B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Linden Thomas Advisory Services, Llc

516 North Tryon Street, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-05
  • NC RA
    APPROVED
    Since 2026-01-05

Branch Locations

516 North Tryon Street, Charlotte, NC 28202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linden Thomas And Company Charlotte NC 07/2025 Present
Unemployed Matthews NC 06/2025 07/2025
The Purdue Exponent Lafayette IN 04/2024 06/2025
True Brands Lafayette IN 08/2023 03/2024
Gnr Enterprises Indianapolis IN 06/2022 07/2023
Quantic Bank Carmel IN 12/2021 05/2022
Unemployed Westfield IN 10/2021 12/2021
1St Signature Lending Indianapolis IN 09/2020 10/2021
Unemployed Westfield IN 07/2020 09/2020
Route 5 Autos Mechanicsville MD 05/2019 07/2020
University Of Maryland College Park MD 07/2015 05/2019
Linden Thomas Advisory Services, Llc Charlotte NC 10/2025 Present
  • 07/2025 → Present
    Linden Thomas And Company
    Charlotte, NC
  • 06/2025 → 07/2025
    Unemployed
    Matthews, NC
  • 04/2024 → 06/2025
    The Purdue Exponent
    Lafayette, IN
  • 08/2023 → 03/2024
    True Brands
    Lafayette, IN
  • 06/2022 → 07/2023
    Gnr Enterprises
    Indianapolis, IN
  • 12/2021 → 05/2022
    Quantic Bank
    Carmel, IN
  • 10/2021 → 12/2021
    Unemployed
    Westfield, IN
  • 09/2020 → 10/2021
    1St Signature Lending
    Indianapolis, IN
  • 07/2020 → 09/2020
    Unemployed
    Westfield, IN
  • 05/2019 → 07/2020
    Route 5 Autos
    Mechanicsville, MD
  • 07/2015 → 05/2019
    University Of Maryland
    College Park, MD
  • 10/2025 → Present
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-22
  • S65 Uniform Investment Adviser Law Examination
    2025-12-22

View on SEC IAPD

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