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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-27 |
| RI | RA | APPROVED | 2025-10-22 |
Branch Locations
670 George Washington Hwy Ci Client Services, Lincoln, RI 02865 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 05/2025 | Present |
| Blackstone Valley Prep | Cumberland | RI | 01/2023 | 05/2025 |
| Unemployed | Pawtucket | RI | 01/2015 | 07/2018 |
| Providence College | Providence | RI | 07/2018 | 05/2022 |
| Executive Office Of Health And Human Service - State Of Ri | Providence | RI | 04/2024 | 02/2025 |
| Unemployed | Cumberland | RI | 05/2022 | 01/2023 |
I*: 2498275 Entity Type: For Profit Name: Bloc Property Solutions LLC Investment-related: No Address: Cumberland, RI 02864 Position/Title: Co-Founder & Member of LLC Start Date: January 2024 Hours/Month: Approximately 8 hrs wkly Hours During Securities Trading: 0 Duties: Oversee business operations, manage communications with contractors and clients, and coordinate project budgets. Duties are administrative and operational in nature, with no financial advising or securities-related responsibilities. Real estate solutions, including property management, renovations, and acquisitions I*: 2496345 Entity Type: For Profit Name: Platinum Solutions LLC Investment-related: No Address: Cumberland, RI 02864 Position/Title: Sole Proprietor / President Start Date: 01/01/2014 Hours/Month: Approximately 8 hrs wkly Hours During Securities Trading: 0 Duties: Provide administrative support to small business owners, help with business formation, and offer general strategic planning. No financial services or investment advising involved. Business startup consulting and real estate support services I*: 2498277 Entity Type: For Profit Name: Fine Shine Auto Detail LLC Investment-related: No Address: Cumberland, RI 02864 Position/Title: Co-Owner / Operations Manager Start Date:06/01/2022 Hours/Month: 5 hrs mthly Hours During Securities Trading: 0 Duties: Manage logistics, scheduling, and customer service for auto detailing. Provide administrative support without engaging in financial or investment-related activities. Mobile car detailing services I*: 2591305 Entity Type: For Profit Name of OBA: Azylor Build & Design, LLC Address: Providence, RI 02907 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 05/30/2025 Number of Hours: 2 hrs wkly Number of Hours during trading: 0 Duties: Joint venture Real Estate investments
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-16 |
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