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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-05 |
Branch Locations
8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 05/2025 | Present |
| Disys | Mc Lean | VA | 05/2025 | Present |
| Carmel Christian School | Charlotte | NC | 07/2013 | 05/2018 |
| Unemployed | Charlotte | NC | 05/2018 | 07/2018 |
| Nc State University | Raleigh | NC | 07/2018 | 05/2022 |
| Lifeguard At Carowinds | Charlotte | NC | 06/2019 | 07/2019 |
| Wm Warr&Son, Inc. | Charlotte | NC | 05/2021 | 07/2021 |
| Applebee's Grill + Bar | Raleigh | NC | 03/2022 | 05/2022 |
| Texas Roadhouse | Charlotte | NC | 05/2022 | 08/2022 |
| Unemployed | Charlotte | NC | 08/2022 | 01/2023 |
| Atp Flight School | Charlotte | NC | 01/2023 | 11/2023 |
| Unemployed | Charlotte | NC | 11/2023 | 02/2024 |
| Loco Panther Aviation Llc. | Charlotte | NC | 02/2024 | 03/2025 |
| Atp Flight School | Charlotte | NC | 06/2024 | 08/2024 |
| Caretaking For Mother | Charlotte | NC | 03/2025 | 05/2025 |
the name of the other business; = Flight Instructor whether the business is investment-related; = No the address of the other business; = Any airport the nature of the other business; = Teaching students to fly aircraft your position; = Flight Instructor title, or relationship with the other business; = Flight Instructor the start date of your relationship; = January 2024 the approximate number of hours/month you devote to the other business; = After work or on weekends. 10 Hours per month the number of hours you devote to the other business during securities trading hours; = 0 and briefly describe your duties relating to the other business; = I am an independent flight instructor. I can fly with students in their own planes. I had a relationship with Goose Creek Airport and will occasionally fly their students. I teach ground lessons as well as how to fly the actual plane. KIMBERLY SMITH TRUST ;INV RELATED; CHARLOTTE,NC; MANAGE THE TRUST ;CO-TRUSTEE; START DATE: 05/30/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-26 |
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