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Sidney Saunders Smith

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-07
  • NC RA
    APPROVED
    Since 2025-10-07

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sponsorunited Clemson SC 12/2023 12/2024
Clemson University Clemson SC 08/2021 05/2025
Walk On's Sports Bistreaux Clemson SC 11/2022 08/2024
Offline By Aerie Victor NY 06/2022 12/2024
Pontillo's Pizzeria Webster NY 08/2020 07/2021
Webster Schroeder High School Webster NY 09/2017 06/2021
Spry Middle School Webster NY 09/2014 06/2017
Ubs Financial Services, Inc Charlotte NC 07/2025 Present
  • 12/2023 → 12/2024
    Sponsorunited
    Clemson, SC
  • 08/2021 → 05/2025
    Clemson University
    Clemson, SC
  • 11/2022 → 08/2024
    Walk On's Sports Bistreaux
    Clemson, SC
  • 06/2022 → 12/2024
    Offline By Aerie
    Victor, NY
  • 08/2020 → 07/2021
    Pontillo's Pizzeria
    Webster, NY
  • 09/2017 → 06/2021
    Webster Schroeder High School
    Webster, NY
  • 09/2014 → 06/2017
    Spry Middle School
    Webster, NY
  • 07/2025 → Present
    Ubs Financial Services, Inc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-07
  • S66 Uniform Combined State Law Examination
    2025-10-07

View on SEC IAPD

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