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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-16
TX RA APPROVED 2025-10-13
  • AZ RA
    APPROVED
    Since 2025-10-16
  • TX RA
    APPROVED
    Since 2025-10-13

Branch Locations

Phoenix, AZ • United States

500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tempe AZ 05/2025 Present
Newk's Eatery Lone Tree CO 06/2020 12/2020
Old Chicago Restaurants Highlands Ranch CO 02/2021 06/2021
Hacienda Colorado Lone Tree CO 06/2022 08/2022
Charles Schwab Phoenix AZ 09/2023 04/2024
Full Time Education Highlands Ranch CO 08/2009 05/2021
Full Time Education Tempe AZ 08/2021 05/2025
  • 05/2025 → Present
    Tempe, AZ
  • 06/2020 → 12/2020
    Newk's Eatery
    Lone Tree, CO
  • 02/2021 → 06/2021
    Old Chicago Restaurants
    Highlands Ranch, CO
  • 06/2022 → 08/2022
    Hacienda Colorado
    Lone Tree, CO
  • 09/2023 → 04/2024
    Charles Schwab
    Phoenix, AZ
  • 08/2009 → 05/2021
    Full Time Education
    Highlands Ranch, CO
  • 08/2021 → 05/2025
    Full Time Education
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-11
  • S66 Uniform Combined State Law Examination
    2025-09-11

View on SEC IAPD

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