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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-07-30
NC RA APPROVED 2025-07-30
  • IA RA
    APPROVED
    Since 2025-07-30
  • NC RA
    APPROVED
    Since 2025-07-30

Branch Locations

401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Outlier Ai Oakland CA 10/2024 04/2025
Comparion Insurance Agency Mooresville NC 03/2023 09/2024
Mad Cbd Concord NC 12/2016 04/2023
Jimmy John's Gourmet Sandwiches Concord NC 06/2014 07/2018
University Of North Carolina At Charlotte Charlotte NC 08/2018 12/2021
Central Piedmont Community College Charlotte NC 08/2014 05/2018
Associate Staffing Charlotte NC 05/2025 07/2025
Principal Securities, Inc. Charlotte NC 05/2025 Present
Principal Life Insurance Co Charlotte NC 07/2025 Present
Principal Advised Services Charlotte NC 07/2025 Present
  • 10/2024 → 04/2025
    Outlier Ai
    Oakland, CA
  • 03/2023 → 09/2024
    Comparion Insurance Agency
    Mooresville, NC
  • 12/2016 → 04/2023
    Mad Cbd
    Concord, NC
  • 06/2014 → 07/2018
    Jimmy John's Gourmet Sandwiches
    Concord, NC
  • 08/2018 → 12/2021
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 08/2014 → 05/2018
    Central Piedmont Community College
    Charlotte, NC
  • 05/2025 → 07/2025
    Associate Staffing
    Charlotte, NC
  • 05/2025 → Present
    Principal Securities, Inc.
    Charlotte, NC
  • 07/2025 → Present
    Principal Life Insurance Co
    Charlotte, NC
  • 07/2025 → Present
    Charlotte, NC
Other Businesses

**RINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/21/2025 ADDRESS: 401 McCullough Dr., Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/21/2025 ADDRESS: 401 McCullough Dr, Charlotte NC 28262, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-07
  • S66 Uniform Combined State Law Examination
    2025-07-07
Other Names
  • Madison Lynn Hopkins
  • Madison Hopkins

View on SEC IAPD

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