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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-07-30 |
| NC | RA | APPROVED | 2025-07-30 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Outlier Ai | Oakland | CA | 10/2024 | 04/2025 |
| Comparion Insurance Agency | Mooresville | NC | 03/2023 | 09/2024 |
| Mad Cbd | Concord | NC | 12/2016 | 04/2023 |
| Jimmy John's Gourmet Sandwiches | Concord | NC | 06/2014 | 07/2018 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2018 | 12/2021 |
| Central Piedmont Community College | Charlotte | NC | 08/2014 | 05/2018 |
| Associate Staffing | Charlotte | NC | 05/2025 | 07/2025 |
| Principal Securities, Inc. | Charlotte | NC | 05/2025 | Present |
| Principal Life Insurance Co | Charlotte | NC | 07/2025 | Present |
| Principal Advised Services | Charlotte | NC | 07/2025 | Present |
**RINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/21/2025 ADDRESS: 401 McCullough Dr., Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/21/2025 ADDRESS: 401 McCullough Dr, Charlotte NC 28262, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-07 |
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