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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Aurora | CO | 09/2016 | 09/2016 |
| Unemployed | Aurora | CO | 01/2025 | 02/2025 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 02/2025 | Present |
| U.S. Bank | Aurora | CO | 10/2017 | 11/2019 |
| Pioneer Pharmacy | Wheat Ridge | CO | 02/2017 | 08/2017 |
| Rexel Usa | Montrose | CO | 10/2016 | 12/2024 |
| Ngl Medical Logistics Solutions | Centennial | CO | 03/2016 | 08/2016 |
1. Javier Nunez Rental Property | Non investment related | 655 Labor St Delta CO 81416 | Real Estate (Non-Agent/Broker) | Property Owner | 02/07/2025 | Hours vary monthly | 0 During trading hours | I am the property owner, and I collect rents from tenants. I use property management company to manage my property. 2. Javier Nunez Rental Property | Non investment related | 4775 Andes St Denver CO 80249 | Real Estate (Non-Agent/Broker) | Property Owner | 07/01/2021 | Hours vary monthly | 0 During trading hours | I am the property owner, and I collect rents from tenants. I use property management company to manage my property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2025-05-13 |
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