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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-02
TX RA APPROVED 2025-09-02
  • CA RA
    APPROVED
    Since 2025-09-02
  • TX RA
    APPROVED
    Since 2025-09-02

Branch Locations

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

1302 State Street, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Llc Santa Barbara CA 01/2025 Present
Jpmorgan Chase Bank, N.A. Santa Barbara CA 01/2025 Present
Lifetime Fitness New York NY 05/2024 10/2024
Barry's New York NY 11/2023 04/2024
Korn Ferry Us New York NY 02/2022 10/2023
S-J New England Component Sales Group Jericho NY 02/2021 02/2022
Lafayette College Easton PA 08/2016 05/2020
Anselmi & Decicco, Inc. Wayne NJ 05/2019 07/2020
Kleinfelder Group, Inc. Princeton NJ 06/2018 05/2019
Unemployed Glen Rock NJ 01/2015 07/2016
Unemployed Glen Rock NJ 08/2020 01/2021
Unemployed Fishers IN 11/2024 12/2024
Ramapo Day Camp Llc Airmont NY 06/2017 08/2017
Borough Of Glen Rock Glen Rock NJ 08/2013 09/2016
Rover Santa Barbara CA 10/2025 Present
  • 01/2025 → Present
    Santa Barbara, CA
  • 01/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Santa Barbara, CA
  • 05/2024 → 10/2024
    Lifetime Fitness
    New York, NY
  • 11/2023 → 04/2024
    Barry's
    New York, NY
  • 02/2022 → 10/2023
    Korn Ferry Us
    New York, NY
  • 02/2021 → 02/2022
    S-J New England Component Sales Group
    Jericho, NY
  • 08/2016 → 05/2020
    Lafayette College
    Easton, PA
  • 05/2019 → 07/2020
    Anselmi & Decicco, Inc.
    Wayne, NJ
  • 06/2018 → 05/2019
    Kleinfelder Group, Inc.
    Princeton, NJ
  • 01/2015 → 07/2016
    Unemployed
    Glen Rock, NJ
  • 08/2020 → 01/2021
    Unemployed
    Glen Rock, NJ
  • 11/2024 → 12/2024
    Unemployed
    Fishers, IN
  • 06/2017 → 08/2017
    Ramapo Day Camp Llc
    Airmont, NY
  • 08/2013 → 09/2016
    Borough Of Glen Rock
    Glen Rock, NJ
  • 10/2025 → Present
    Rover
    Santa Barbara, CA
Other Businesses

Entity Name: Rover Investment related: No Address: 720 Olive Way, Suite 1900, https://www.rover.com/ Nature of the other business: Pet Services Position/Title/Relationship: Employee/Contractor Start Date: 10/25/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: dog walking service, my responsibilities are dog walking, this role is not similar to my firm role, and there is no connection to JPMorganChase Effective 1/6/2025 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-18
  • S66 Uniform Combined State Law Examination
    2025-07-18
Other Names
  • Emily M Rabens
  • Emily Rabens

View on SEC IAPD

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