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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-02 |
| TX | RA | APPROVED | 2025-09-02 |
Branch Locations
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
1302 State Street, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Llc | Santa Barbara | CA | 01/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Santa Barbara | CA | 01/2025 | Present |
| Lifetime Fitness | New York | NY | 05/2024 | 10/2024 |
| Barry's | New York | NY | 11/2023 | 04/2024 |
| Korn Ferry Us | New York | NY | 02/2022 | 10/2023 |
| S-J New England Component Sales Group | Jericho | NY | 02/2021 | 02/2022 |
| Lafayette College | Easton | PA | 08/2016 | 05/2020 |
| Anselmi & Decicco, Inc. | Wayne | NJ | 05/2019 | 07/2020 |
| Kleinfelder Group, Inc. | Princeton | NJ | 06/2018 | 05/2019 |
| Unemployed | Glen Rock | NJ | 01/2015 | 07/2016 |
| Unemployed | Glen Rock | NJ | 08/2020 | 01/2021 |
| Unemployed | Fishers | IN | 11/2024 | 12/2024 |
| Ramapo Day Camp Llc | Airmont | NY | 06/2017 | 08/2017 |
| Borough Of Glen Rock | Glen Rock | NJ | 08/2013 | 09/2016 |
| Rover | Santa Barbara | CA | 10/2025 | Present |
Entity Name: Rover Investment related: No Address: 720 Olive Way, Suite 1900, https://www.rover.com/ Nature of the other business: Pet Services Position/Title/Relationship: Employee/Contractor Start Date: 10/25/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: dog walking service, my responsibilities are dog walking, this role is not similar to my firm role, and there is no connection to JPMorganChase Effective 1/6/2025 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-18 |
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