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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-07-11 |
Branch Locations
9390 Coors Blvd Nw, Albuquerque, NM 87114 • United States
221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Albuquerque | NM | 02/2025 | Present |
| Wells Fargo Bank, Na | Albuquerque | NM | 02/2025 | Present |
| Rio Grande Credit Union | Albuquerque | NM | 11/2022 | 08/2024 |
| Self-Employed | Rio Rancho | NM | 08/2024 | 02/2025 |
| Nusenda Credit Union | Albuquerque | NM | 06/2022 | 11/2022 |
| Amazon | Albuquerque | NM | 01/2022 | 03/2022 |
| Avalos Marble And Granite | Rio Rancho | NM | 01/2021 | 08/2024 |
| Wells Fargo Bank Na | Albuquerque | NM | 06/2018 | 12/2020 |
| Wells Fargo Bank Na | Santa Fe | NM | 05/2022 | 06/2022 |
| O'REilly Auto Parts | Gilbert | AZ | 08/2014 | 06/2018 |
AVALOS MARBLE AND GRANITE; NOT INV RELATED; RIO RANCHO, NM; HELPER; 10/2018; 40 HOURS PER MONTH; 0 DURING TRADING; FACBRICATION AND INSTALLATION OF GRANITE AND QUARTZ COUNTERTOPS GRANITE GUYS LLC ; INV RELATED; RIO RANCHO, NM; GRANITE AND QUARTZ COUNTERTOPS, STONE RELATED PRODUCTS ;100% OWNERSHIP;START DATE: 10/15/2025; 40 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-17 |
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