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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-21 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 11/2024 | Present |
| Us Tech Solutions Inc | Jersey City | NJ | 11/2024 | Present |
| Queens University Of Charlotte | Charlotte | NC | 08/2015 | 05/2019 |
| Greenville Triumph | Greenville | SC | 02/2019 | 12/2019 |
| Myllynkosken Pallo -47 | Kouvola | 02/2020 | 12/2020 | |
| N/A | Stone Mountain | GA | 01/2021 | 03/2022 |
| Orion Lending | Charlotte | NC | 03/2022 | 01/2024 |
| Townsquare Interactive | Charlotte | NC | 02/2024 | 07/2024 |
| N/A | Charlotte | NC | 07/2024 | 11/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-03-18 |
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