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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-21
  • TX RA
    APPROVED_RES
    Since 2025-10-21

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 11/2024 Present
Us Tech Solutions Inc Jersery City NJ 11/2024 Present
Alku Huntersville NC 07/2024 09/2024
West Virginia State Treasury Office Morgantown WV 08/2023 06/2024
Putnam County Parks And Recreation Hurricane WV 05/2022 08/2022
Applebee's Teays Valley WV 03/2021 08/2021
Winfield School System Winfield WV 11/2014 08/2019
West Virginia University Morgantown WV 08/2019 05/2024
  • 11/2024 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 11/2024 → Present
    Us Tech Solutions Inc
    Jersery City, NJ
  • 07/2024 → 09/2024
    Alku
    Huntersville, NC
  • 08/2023 → 06/2024
    West Virginia State Treasury Office
    Morgantown, WV
  • 05/2022 → 08/2022
    Putnam County Parks And Recreation
    Hurricane, WV
  • 03/2021 → 08/2021
    Applebee's
    Teays Valley, WV
  • 11/2014 → 08/2019
    Winfield School System
    Winfield, WV
  • 08/2019 → 05/2024
    West Virginia University
    Morgantown, WV
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-02-14
  • S63 Uniform Securities Agent State Law Examination
    2025-02-14

View on SEC IAPD

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