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Dean Fisher

Ubs Financial Services Inc.

Florham Park, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-18
  • NJ RA
    APPROVED
    Since 2026-08-18

Branch Locations

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lovey's Pizza And Grill Morris Plains NJ 07/2018 11/2024
South Street Creamery And Cafe Morristown NJ 05/2017 08/2020
Unemployed Morristown NJ 01/2014 05/2017
Unemployed Morristown NJ 11/2024 03/2025
Equitable Advisors, Llc New York NY 03/2025 04/2026
Ubs Financial Services, Inc Florham Park NJ 08/2026 Present
Unemployed New York NY 05/2026 07/2026
  • 07/2018 → 11/2024
    Lovey's Pizza And Grill
    Morris Plains, NJ
  • 05/2017 → 08/2020
    South Street Creamery And Cafe
    Morristown, NJ
  • 01/2014 → 05/2017
    Unemployed
    Morristown, NJ
  • 11/2024 → 03/2025
    Unemployed
    Morristown, NJ
  • 03/2025 → 04/2026
    Equitable Advisors, Llc
    New York, NY
  • 08/2026 → Present
    Ubs Financial Services, Inc
    Florham Park, NJ
  • 05/2026 → 07/2026
    Unemployed
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-22
  • S66 Uniform Combined State Law Examination
    2025-02-22

View on SEC IAPD

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DAVID F BOAK
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Nicholas Henry Hoy

Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ

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