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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-16
  • CA RA
    APPROVED
    Since 2025-07-16

Branch Locations

1231 S. California Blvd, Walnut Creek, CA 94596-5122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shared Future Pte. Ltd. Singapore 11/2011 12/2024
Charles Schwab & Co., Inc. Walnut Creek CA 01/2025 Present
Charles Schwab Bank, Ssb Walnut Creek CA 01/2025 Present
  • 11/2011 → 12/2024
    Shared Future Pte. Ltd.
    Singapore
  • 01/2025 → Present
    Walnut Creek, CA
  • 01/2025 → Present
    Charles Schwab Bank, Ssb
    Walnut Creek, CA
Other Businesses

1) Shared Future Pte. Ltd. | Investment Related:No|Education|Executive Coach|11/1/2011|Less than 20|0|Provide executive coaching services as an Associate Executive Coach in leadership programs for personal development, with focus on clients in Asia. NO financial services or investment related activities within the firm., 2) Reading Nook | Investment Related:No|7 chemin du Louvas|Fuveau|Other|13710|France|Hotels/Lodging|Proprietor|6/1/2007|Less than 20|0|Management of a home vacation rental. No financial services or investment related responsibilities., 3) Cornell University | Investment Related:No|300 Day Hall, 10 East Avenue|Ithaca|New York|14853|USA|Education|Council Member|8/15/2005|Less than 20|0|To input into the Cornell University environment as a VOLUNTEER Council member and alumna. Not financial services or investment related., 4) The Change Climate Project (TCCP) | Investment Related:No|2325 3rd Street, Suite 410|San Francisco|CA|94107|USA|Management Consulting Services|Carbon Management Coach|1/1/2024|Less than 20|0|To guide firms in their carbon accounting to gain a Climate Neutral certification. NOT financial services ore investment related., 5) Reading Loft | Investment Related:No|2562 Walnut Blvd #74|Walnut Creek|CA|94595|USA|Hotels/Lodging|Proprietor|8/3/2025|Less than 20|0|Short-term rental apartment management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-15
  • S66 Uniform Combined State Law Examination
    2025-07-15

View on SEC IAPD

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